R91-038RESOLUTION NO. R91-~
A RESOLUTION OF THE CITY COMMISSION OF
THE CITY OF BOYNTON BEACH, FLORIDA,
AUTHORIZING THE CHAIRMAN OF THE PENSION
BOARD TO ENTER INTO AN AGREEMENT FOR
PROFESSIONAL ACTUARIAL SERVICES BETWEEN
GABRIEL, ROEDER, SMITH & COMPANY AND
THIS CITY.
WHEREAS, the Pension Board requires actuarial
~ervices; and
WHEREAS, Gabriel, Roeder, Smith & Company has responded
~o a request for a proposal which fulfills the needs of the
Board,
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COMMISSION
DF THE CITY OF BOYNTON BEACH, FLORIDA THAT:
Section 1. The Agreement for professional actuarial
~ervices attached hereto and incorporated by reference is
hereby approved.
Section 2. The Chairman of the Pension Board is
hereby authorized to sign said Agreement on behalf of this
Zity.
PASSED AND ADOPTED this ~__ dayo~_ 1991.
CI~BOYNTON B~E. ACH, FLORIDA
~omissioner
ATTEST:
Ci~ Clerk
(corp0rat Ssa )
Commissigner
Actuaries & Consultants
200 Globe Building,* 407 East Fo~t *Detroit, Michigan 48226 · 313-961-3346
February 19, 1991 FX
Mr. Grady W. Swann
Director of Finance
100 East Boynton Beach Boulevard
Boynton Beach, Florida 33425-0310
Re: Proposal for Actuarial Service - Employees Pension Plan
Dear Mr. Swarm:
Enclosed is an updated page 13 for our Proposal dated November 28,
1988. The fee has been adjusted for the change in the Consumer Price
Index between October 1988 and October 1990 (10 percent). All other
provisions o~ the Proposal remain as originally submitted.
Si nc~rely,
RoLnald J. ~. Smith
RJWS:jmg
Enclosure
COHTRACT COST (updated 2/19/91 )
and other re-
irt-
Sen4ce Hourly Rate
Actuaries and Consultants $75-170
Technical Staff 30-65
CledcaJ Staff 15-25
Overhead (added to above rates) 10
Computer time 265
Other expense charges none
Our quoted fees and rates include all expenses. We do not bill
additionally for letters, phone calls, travel time, travel expenses,
etc.
Gabriel, Roeder, Smflh & Company
City of Boynton BeaCh
Employees, Pension Plan
Proposal for
Actuarial Services
November 28, 1988
Gabriel, Roeder, Smith & Company
407 East Fort Street
Detroit. Iv~an 48226
(800] 521-0498
November 28, 1988
City of Boynton Beach
Purchasing Department
211 South Federal Highway
Boynton Beach, Florida 33425-0310
We would be most pleased to provide actuarial and professional consulting services to
the BOynton Beach Employees Pension Plan.
Gabriel, Roeder, Smith & Company has orovided actuarial;and related consulting ser-
vices to public and [ We are now retained ac-
tuaries for more than 300 ret states.. Approximately 3/4 of
our clients are public employee retirement systems, including 17 located in the State of
Florida.
Gabriel, Roeder, Smith & Company devotes substantial effort to providing reports and
services in clear, concise wording using a minimum of technical terminology. The far-
ranging locations of our clients and the long. associations we have enjoyed withthem at-
test to our success ~n communicating technical information and the quality of our
services. We have been associated with more than half our clients for more than 10
years and in excess of 20 clients for more than 35 years.
We would be pleased to meet with you to review our proposal. Presentations will be
made by Ronald J. W. Smith, 200 Globe Building, 407 East Fort Street, Detroit,
Michigan 48226 (1-800-521-0498), who will also serve as the primary contact.
Respectfully' submitted,
Ronald J. W. Smith
Boynton Beach Employees Pension Plan
Table of Contents
Page
General Description of Firm ............................. 3
Supervising Actuaries ...................................... 5
Computer Equipment and Report Format ....... 7
Availability and Location of Staff ...................... 7
Proposal Pricing .............................................. 8
Governmental Clients ...................................... 8
References .................................................... 10
Understanding of Services Requested .......... 11
Contract Cost ................................................ 13
Exhibit A- Client Listing ................................. 14
Exhibit B - SamplerNewsletters ...................... 19
Gabriel, Roeder, Smith & Company
200 Globe Building
Detroit, Michigan 48226
1-(800)-521-04~8
GENERAL DESCRIPTION OF FIRM
Gabriel, Roeder, Smith & Company is a Michigan corporation
wholly owned and operated by it's professional staff. The com-
pany was incorporated in 1962 from a partnership and a sole
proprietorship dating from 1938; We are independent of insurance
companies, banks, trust companies, .legal and accounting firms.
All income is generated on a feefor service basis. Our client base
is national in scope and the firm's growth tends to be steady and
consistent. We add. retainer clients Slowly and lose them rarely.
We are registered to dO business in the State of Florida.
Gabriel, Roeder Smith & Company has 50 emp oyees including
14 actuaries and consultants as well as personnel specializing in
computer technology and communication. The company operates
out (~f it's main offi(~ in Detroit; Michigan and maintains branch of-
rices in New York, San Diego anti Ann Arbor, Michigan. Our
primary business is ProVidingactuarial and consulting services to
public employee retirement ~ystems.
Members o~ our firm play an active roe n the deve opment of
standards for public emp oyee ret rement pans For example= GRS
members serve as authors and editors for severa publications of
the Government Finance-Officers Association (.G. FOA). In addition,
GRS members currently serve on the Coordinating Council on
Public Retirement, the PenSion and Retirement Accounting Task
Force of the Governmental Accounting Standards Board, the
GFOA Committee ~n Public Employe~ Retirement Administration
and the GFOA certifi~ate of Cor~fo~:mance Review Committee.
From our substantial experience in the public employee retirement
Gabriel, Roeder, Smith & Company 3
system field, position on the role of
the actuary. Gabriel, Roeder, Smith & Company views the Trustees
as policy makers and the actuary as technical advisor. The ac-
tuary prepares and furnishes information, provides advice based
on experience and knowledge, and the Trustees utilize the material
as they see f'~.
We believe the Trustees and the actuary should work as a team
and that face to face meetings with the Trustees and staff are im-
portant. A representative relationship pattern with new clients fol-
lows:
Initial Meeting with Trustees and Staff. To establish
goals and priorities; discuss the principles of assumptions
and actuarial methods; determine data availability; and be-
come acquainted.
Exp. erience Analysis. Actuary reviews available ex-
penance data and develops reasonable assumption alter-
natives.
° Assumption Package.* Assumption alternatives are dis-
cussed with Trustees and a valuation package is
developed and adopted.
o Actuarial Valuation. Actuary completes actuarial valua-
tion and furnishes written report (preliminary discussion
may be desirable prior to furnishing the written report).
o Meeting. Actuary meets with plan governing body to dis-
cuss the.valuation report and other topics of interest.
We recognize that each client has their own particular style and
priorities and our relationship patterns reflect this diversity.
An explic~ approach to the salectJon of actuarfaJ aasump,Jons requires that each assumption reflect
the best estimate of future experience solely with respect to that assumption. An implicit approach,
on the other hand, means that two or more assump§ons do not individually represent the best es-
timate of future experience with respect to those assumptions. Pather, the aggregate effect of their
COmbined use is presumed to be approximately the same as that of an explicit approach.
We believe ff~e exolicit approach results in more useful infom3afion regarding (3) components of the
benefit package, (ii) changes in the benefit package, and (~ii) the choice of ~ignificant assure tlon
usadtodeterminethebeneftpackane ThePe.:.=~_~. ._ . p' s
~ , .~ r~an ~ecommendat~ons and Interpretations
of the American Academy of Actuaries encourages the use of ex~licit assumptions,
Gabriel, Roeder, Smith & Company
SUPERVISING ACTUARIES
~The supervising actuary, who would be.assigned to the Boynton
Beach Employees Pension Plan is:
Ronald J. W.~Smith, EA, FSA
Additional specific personnel who would be assigned to the ac-
count are:
Denise'M, Jones
QUalifications of Mr. Smith and .Ms. Jones are detailed below.
Other-technical and clerical ,staff will prOVide services from time to
time during the course of our engagement (actuarial assistants,
computer programmers, etc.).
RONALD J. W. SMITH would be project manager. Mr. Smith
would coordinate all activities, serve as principal actuary and con-
sultant, and be responsible for presentations.
Mr. Smith has served asan actuary with our firm since 1959. He
has a Bachelor of Commerce Degree. He is a member of the
American Academy of Actuaries, a Fellow of the Society of Ac-
tuaries, a Fellow of the Conference of Actuaries in Public Practice,
and an Enrolled Actuary. Mr. Smith has served as supervising ac-
tuary to public employee retirement systems in Flodda, New
Mexico, Arizona and Michigan for more than 25 years, and in Kan-
sas for more than 10 years.
He has extensive experience in making presentations before legisla-
tive bodies, boards of trustees, employee groups and associations
of public employee retirement plans. Mr. Smith appears before
more than 20 boards each year. He has also made more than 10
appearances before the:New Mexico Legislative Finance Commit-
tee in the last 5 years, more than 10 appearances before the
Michigan House Retirement Committee in the last 15 years and
presents the annual valuation report to the Wichita City Council.
Gabriel, Roeder, Smith & Company
5
DENISE M. JONES has served as an actuary with our firm since
1978. She has a Bachelor of Arts degree in mathematics and has
dOne PO.s.t~graduate work in actuarial re ated topics. She serves as
aconsulting actuary for public employee refirer:nent systems in
several sta~s. Ms. Jone~ is a regular speaker on the local
police/fire systems pan.el at meetings of the Michigan Associat on
of Public F_r~Ployee Retirement SyStems.
We certify that Ronald J. W. Smith meets the requirements of the
State of Florida for performance of actuarial services to public
employee retirement systems. In addition, at least 5 other ac-
tuaries at GRS meet these requirements.
Gabriel, Roeder, Smith & Company is registered with the Florida
Department of State (Document Number P18229). Documentation
provided upon request.
Gabriel, Roeder, Smith & Company
6
COMPUTER EQUIPMENT AND REPORT~ FORMAT
~nt
(800/1600 bpi;
user terminals.
twenty-five
Our actuarial and data processing staff have broad experience in
programming the com~Uter in fl-i~ ~Chnicat areas your woi'k re-
quires. Our ~0ftware is continuaily Updated.
Micro-computer usage by retirement a~ministrators is increasing
rapidly and we Provide t~bhnical consdltation and develop software
to assist them. We have 1.2 micro-computers (IBM compatible,
DOS systems) in our main office in vanous networked and stand-
alone configurations includ ng capabi ity for te ecommun cat on
datalinks.
Our micro-computer software library is comprehensive and we
maintain the most current versions available of software. Custom
software developed by our office includes benefit calculation, cash
flow and exclusion ratio programs.
AVAILABILITY AND LOCATION OF STAFF
The staff and facilities which would be assignedto the Boynton
Beach Employees Pension Plan are located in Detroit, Michigan.
We believe our centralized staffPermits us to offer the highest level
of prompt informed service and personnel backup. Eleven of our
professional staff have in:depth experience with public employee
retirement plans. An actuary is available for telephone consultation
during all office hours, Meeting attendance by the supervising ac-
tuary is available with 24 hours notice, in the absence of schedule
conflicts. Attendance by another experienced actuary can be ar-
ranged when schedule conflicts exist.
The services requested can be provided by our existing staff within
the specified time frames.
Gabriel, Roeder, Smith & Company
7
PROPOSAL
PRICING
We perform pricing analysis of several hundred proposed benefit
cha~ges each ye~, incl~d ng 30 to 40 per year for ~ublic
emPloybec eh-ts in the Stat~ of Florida. Tl~e relate~ actuarial cost
estimate and actuarial impact statement required by Part VII, Chap-
ter 112 Florida Statutes s pa~'t of our service, we routinely prov de
th s information in less thar~ 3 Weeks.
GOVERNMENTAL CLIENTS
A listing of many of our public employee retirement system clients
is attached as Exhibit A. The listing indicates the number of years
we have been retained by each client. The client size varies from
more than 300,000 active and retired participants with more than
$15 billion of assets to less than 10 participants. We are retained
by more than 15 pub c employee retirement systems having at
leascO25,000 participants and $1 billion in assets. The schec~ule on
page 9 indicates the people and asset size for a sample of 10
public employee clients.
References for a sampling of our public employee retirement sys-
terns appears on the following page.
States Where Gi~S Provided Actuarial and
Consulting Services During 1988
Gabriel, Roeder, Smith & Company
GOVERNMENTAL CLIENTS
Exhibit,A contains plan
A~ets ,No. of Yrs.
Retirement System .- (mi li~ns1 ~ ~ Servi~e~
~rizo~a Public~afety ~plo~
~re~m ~m ' g,~ 2~ 11 AV, ES, BV. O
~ ~ ~li~ ~d
Rrefigh~ ~nsion ~ 217 ~ ~ + 11 AV, BV, O
~ ~e~ ~plo~
~r~ment ~d ~t ~an 7~ 1~ ~ + ~ AV. BV
Mi~igan Mu~cip~ Employes
~em~t S~tem" ~.~ 9.~ $1,~+ 42 AY, ES. BV, 0
~do ~ner~, ~li~ and
Rrefightars ~ns 2,197 614 $1~+ 5 AY, BV
P~m ~ ~fimment S~em ~ 1~ ~1 + 41 AY, BV. O
~nix ~plo~es
~mment ~em 6,819 1.913 ~+ 45 AY, BV. O
We~ Palm ~ach ~neral
~plo~es ~tirement S~tem ~ ~2 ~ + 42 AV, BV, O
We~ PaJm ~ach ~li~
Pennon Fund 1~ 1~ ~+ ~ AV, BV.
~reme~ ~em ~ ~ $107 + 10 AV, BV. ES
AV - annual valuation
ES = experience studies
BV = benefit change valuations
O = other services such ss employee communications, plan design, accounting compliance, etc.
These are mult -employer plans requiring ind v d~al actuar al valuations of each mun~c~pa t7 s par.
ticipation.
Gabriel, Roeder, Smith & Company
REFERENCES
We will provide name, address,and telephone number of a
reference fo[ any client you select, The following are offered for
your immediate use.
Audrey Navin, Administrator
Boca Raton Police and Firefighters Pension Pan
City Hall (P.O, BOX D-600)
Boca Raton, Florida 33432
(407-393-7714)
Rita d. Goodwin, Director of Retirement and Insurance
W'~-~ita POliCe and Fire Retirement Plan
455 North Main Street
City Hall - 2nd Floor
Wichita; Kansas 67202
(316-268~4549)
Allan: Robertshaw, Chairman
West Palm Beach Police Pension Fund
City Hall
West Palm' Beach, Florida 3,3402
Gabriel, Roeder, Smith & Company
10
UNDERSTANDING OF SERVICES REQUESTED BY CONTRACTOR
¸WE
uire-
ments as are applicable to the Pension Plan.. Weare familiar with
these requirements from ~3ur work with Florida clients and public
penSions fUnds in other states.
bet 31
year as of Decem-
." delivered to the
{5) weeks after the Pen-
data for the valuation.
b) Valuation reports will include a recommendat on as to
the "req?red~ ,c~3ntribution~irAtes and such supplemental
calculations as are requi?d f~:comp ance with ap-
plicable statutes, reguiations and Governmental Account-
ing StandardsS~at.e.~nent 5 (0~ successor accounting
and financial reporting standards.)
clude
disp
glossary of terms and
~it a reasonable under-
cost methods and
by persons
This shall in-
summary of the plan,
cost methods,
active
of ~etired-lives by age groups, and
2. Preparation of Actuarial Impact Statements upon request. State-
ments will be delivered within three weeks (15 working days) of re-
quest and receipt of any additional: information required but not pre-
viously submitted. This time frame can be and has been significant-
ly shortened tc meet a special requirement of a client.
3. Keep the Pension Plan advised on developments in State and
Gabde~ Roede~ Smi~& Company
11
Federal legislation and/or r'egul'ati~ns regarding financing, benefits,
vesting, fiduciary responsibility, disclosure, or other compliance re-
quirements.
4. Exp!ain and document deficiencies in theroperation of the Pen-
sion
5. Pr~ovide actuarial consultati.o~, and advisory services on any
~eChniCal~ POi ~cy, egal or administrative ~probl~ms ar s ng during the
course of operations - by meetings and routine telephone calls
and written correspondence.
e
of the Pension
Plan and to give effect to ; retirement in-
dustry. Keep the Trustees appr seal of current trends and progress
within the actuarial profession.
7. Give consultation and advisory services in the policy and ad-
ministrative problems of implementing benefit changes. Develop
and provide various tables and factors needed by the Pension
Plan. These include, but are not limited to, mortality tables, present
value factors and survivor factors.
8. Coordinate activities and reports, when applicable, with money
managers, monitoring services, lega counsel and the Trustees.
9. Appear at selected meetings and hearings (up to 3 per year
covered by base fee) for discussion of actuarial standards and/or
the principles used in the determination of the funding requirement
and in pricing of legislation, and such other pension plan matters
as arise fro~ time t~ time.
Gabrie/, Roeder, Smith & Company
12
CONTRACT COST (updated 2/19/91)
~ems
re-
:1 Consultants
)'taft
/ t
Overhead (added o above rotes) 1D
~bmputer time 265
//Other expense charges none
/
/
Joted fees and rates include all expenses. We do not bill
/ for letters, phone calls, travel time, travel expenses,
/ '
Gabdel, Roeder, Smith & Company
13
GABRIEL, ROEDER, SMITH & COMPANY
Actuaries & Consultants
200 Globe 8uildin8 · 407 East Fort · Detroit. Michigan 48226 · 313-961-3346
February 22, 1991 FX
Mr. Grady W. Swann
Director of Finance
100 East Boynton Beach Boulevard
Boynton Beach, Florida 33425-0310
Re: Proposal for Actuarial Service - Employees Pension Plan
Dear Mr. Swann:
Enclosed is an updated page 13 for our Proposal dated November 28,
1988, revised to include the items mentioned in our conversation
yesterday. The fee has been adjusted for the change in the Consumer
Price Index between October 1988 and October 1990 (10 percent). All
other provisions of the Proposal remain as originally submitted.
Enclosed is a copy of a letter to another client regarding IRC
Sec. 414(h) pickup and formal qualification under IRS Sec. 401(a).
The only change might be an increase in IRS filing fees by the time
Boynton Beach files.
Sincerely,
Ronald J. ~. Smith
RJWS:jmg
Enclosure
CONTRACT COST (updated 2/22/91)
Our proposed fixed fee for the first contract year covering items 1, 3,
4, 5, 6, 7, 8, and 9 under Scope of Services is $6,600. The amount for
future contract years would reflect the percentage change in the Con-
sumer Price Index and any change in the Scope of Services approved
by the Board of Trustees.
Our fee for Actuarial Impact Statements (item 2) and other requ..ested
services would be based on the time and expenses incurred, with the
exception Of meetings in accordance with the follOwing hourly rates. We
are prepared to quote a firm fee for each specific task.
Service Hourly Rate
Actuaries and Consultants $75-170
Technical Staff 30-65
Clerical Staff 15-25
Overhead (added to above rates) 10
Computer time 265
Other expense charges none
Our fee for benefit computations is $85 each if the "safe harbor''
exclusion ratio is used; otherwise $110 each.
Individual benefit computations would add $600 to the annual fee.
Our quoted fees and rates include all expenses. We do not bill
additionally for letters, phone calls, travel time, travel expenses, etc.
Gabriel, Roeder, Smith & Company
13
EXHIBIT A
Client Listing
Gabriel, Roeder, Smith & Company 14
Public Employee Retirement Plans Employing
Actuarial Services Rendered by
Gabriel, Roed'er Smith & Company
ARIZONA
ARKANSAS
COLORADO
FLORIDA
ArLzona Elected Officials Retirement Plan
Arizona Judges Retirement System
Arizona Public Safety Personnel Retirement System
Phoenix: Covers general city employees
Tucson: Covers general city employees
Local Police & Fire Retirement System
Public Employees Retirement Systems covers:
(a) State employees
(b) Local government employees
State Police Retirement System
State Teachers Retirement System
Public Employees Retirement Association covers:
(a) State employees; state police
(b) Public school employees except Denver
(c) Local government employees
(d) Judges
Colorado Springs: Two separate systems: fire and police
Atlantic Beech: Covers policemen, fire & general employees
Boca Raton: Covers police & fire
Gabriel, Roeder, Smith & Company
15
INDIANA
KANSAS
MICHIGAN
Fort Pierce: Covers police, tim&general employses
Hialeah: Covers police, fire & general employees
Jacksonville Beach: Covers police, fire & general employees
Naples: Covers general employees
Orlando: Four separate, Independent systems: police, fire, general
employees and aviation employees
Palatka: Covers police, fire & general employees
Palm Beach: Covers police, fire & general employees
Saint Augustine: Covers fire & general employees
Starke: Covers police, fire & general employees
West Palm Beech: Three separate, independent systems: police, fire and
general employees
State Teachers Retirement System covers all teachers in the State
Wichita: Two separate retirement systems: police & fire, and general
employees
State Employees Retirement System covers all state employees except
police
Public School Employees Retirement System covers all teachers and
school employees in the State
Municipal Employees Retirement System: 350 + local governmental
units participate in the System on a voluntary basis. Covers general
employees and in some cases police and firs. Separate accounting is
maintained and an annual actuarial valuation made, for each unit.
An additional 110 retirement systems for local govemmental units, of
which the following are representative:
Ann Arbor: Covers all city employees
Cadillac: Covers police and fire
C~inton Township: Covers police & fire
Detroit: Two separate retirement systems: police & fire, and general
employees
Gabriel, Roeder, Smith & Company
16
MINNESOTA
MISSOURI
NEBRASKA
NEW MEXICO
Rlnt: Covers all city employees
Grand Rapids: Two separate retirement systems: general employees and
police&fire . '
Lansing: Two.separateretirement systems; general employees and
p~ice & fire
Muskegon;: ?w0. separate retirement system~ general employees and
Port HurOn: Covers all; police & fire
Warren:
& fire
Wayne County: Covers all county employees
ployees and police
Minnesota Police Pension Council: 26 individual city plans
Minnesota Fire Pension Council: 20 individual city plans
Minnesota Public Employees Retirement Association
Missoud Local Government Employees Retirement System: 300 + local
governmental units participate in the system on a voluntary basis.
Separate accounting is maintained and an annual actuarial valuation
made for each individual unit.
Columbia Poqcemen's and Firemen's Pension Fund
Missoud State Employees Retirement System
Lincoln Policemen and Firemen Retirement Plan
Public Employees Retirement Association covers in separate divisions:
(a) State employees
(b) State police
(c) Legislature
Gabriel, Roeder, Smith & Company 17
OHIO
OKLAHOMA
SOUTH DAKOTA
VIRGIN IA
WISCONSIN
(d) Municipal general employees
(e) Municipal p<~lce
(f) Municipal fire
New Mexico Judges Retirement System
Ohio Public Employees Retirement System covers:
(a) State employees
(b)_Local government employees
State Highway Patro~ Retirement System
Ohio Schoo~ Employees Retirement System
Oklahoma City Retirement System
Sioux Falls: Two separate retirement systems: police & general
employees and fire
Aberdeen Firemen Retirement System
Huron Firemen Retirement System
Lead Firemen Retirement Syste
Mitchell Firemen Retirement System
Watertown Firemen Retirement System
Fairfex County Educational Retirement System covers all school
employees
City of Fairfax Retirement Plans
Wisconsin Retirement System covers:
(a) State employees
(b) Local government employees
(c) Teachers
(d) Elected officials
Gabriel, Rqeder, Smith & Company
18
CITY OF BOYNTON BEACH
EMPLOYEE'S PENSION PLAN BOARD OF TRUSTEES
Post Office Box 310
Boynton Beach, Florida 33425-0310
Request for Proposal
for ~
Investment Advisory Services
A. SUBMITTAL:
1.
Board.
SELECTION STEPS AND-CALENDAR~
December 10, 1990, is the closing date for receiving
proposals. Section C~provides guidelines for
submission and required information to be included in
the proposal.
The Selection Committee of. the Board of Trustees will
evaluate proposals and rank the firms accordingly,
utilizing criteria as noted in Section C.
The Board of Trustees will interview,selected proposers
at a time and place co be announced.
GUIDELINES FOR SUBMISSIONS/REQUIRED INFORMATION
1. Structure/Organization Experience:
Summarize organizational structure and describe
location of main and subsidiary offices.
Describe any affiliation with banks, insurance
companies or brokers.
Describe experience and qualifications of managers
who would handle this account. Is the manager
available to attend quarterly meetings upon
request?
Does your organization or a separate division of
your organization devote all of its time at
investment management? Describe availability of
staff for Board consultation.
How long has your organization managed corporate
retirement and municipal plan assets?
What is the apprcXimate current level of assets
under management? What percentage of total
managed assets do employee benefit assets
represent? How many funds do you manage? How
many municipalities? How many public funds in
Florida?
Do you maintain a "recommended list"? How
extensive Is it(number of issues)? What are the
basic criteria for a stock being added to the
list? Deleted? Who controls the addition or
deletion of securities from the list? Is a
recommended, percentagedistribution of particular
stocks or industries given to the portfolio
manager? May ~he manager deviate from the list or
a rec°mmend~d~rcenta~e distribution?
How would yo~ bmiefly characterize your style of
Management of retirement and/or municipal fund
asseEs?
Research and Client Contact.
Describe briefly research facilities available and
how used. In-house capabilities and availability
of information; outside support.
Type and frequency of reports (furnish sample
copy). Clearly understandable statements and
accountings considered essential.
Investment Performance.
What average annual rate of re~urn can we
reasonably expect over the next 3 to 5 years
(assuming you have sole investment discretion)?
Supply accurate representative performance figures
by year over last ten year period concerning:
(1) Similar discretionary pension fund
accounts.
(2)
other discretionary pension fund
accounts~
Fixed Income Assets:
Explain briefly your recommendations for
handling the fixed income portfolio.
What are the main contributing factors to
turnover in one of your bond portfolios?
o
Please give an indication of your outlook
for the bond market for the next quarter.
Next twelve months?
What is a realistic rate of return on a
marke~ basis to expect from a bond fund over
the next three to five years?
Account ManegementProcess
a. E~p!ain b~ief~ the'manner of handling this
acc~unt;~ that is;i'one inve~m~n~
c~rge,~Dail¥ r~u.£e~an~ ~ontinuous
D~sc~ib~ b~&~t~ i~n~eStment selection and
deciaion m~[h~' proc,ess, committee action?
ca~-qualifi~:in~estme~t advisor act without
bo
Describe procedures for measuring investment
performance·
Are zndividual~nvestment advisors evaluated
by you on their investment~performance?
Describe limitations imposed by you on total
asse~ volume per, account manager; also
maximum number of accounts handled per
manager.
Do you have established operatfonal policies with
continuing internal supervision so as to prevent
excess workloads on individual accounu managers?
References
Please provide five references of similar type
accounts: fund name, location, contac~ person
and phone; and add a client list.
Fees
Please explain your fee structure and show fees for
a fund of our szze, annual contribution rate, etc.
(Show dollar amount as well as formula.)
Investment Advisor Guidelines For Contract
a. Maximum exposure to one company (equities/bonds)
2.5% of total fund principal.
b. No investments directly or indirectly ~n non-
registered securities, contracts, etc.
c. No investments whi~ch cannot be readily traded.
Invest to achieve a target annualized return
as determined by Board of Trustees (all
assets/time weighted) over the next several
years.
EVALUATION OF PROPOSALS
Proposals will be evaluated using the criteria as noted
in Section C. In some circumstances proposals may be
so similar in quality that oral interviews may have to
be arranged to assist in making the final selection.
Further evaluation considerations will include the
following:
Responsiveness of the proposal in clearly
stating the understanding of work to be
performed.
Please
include
Cost. Although a significant factor, cost
not be the dominant factor. Cost is
particularly important when all the ~ther
evaluation criteria are relatively equal.
ten copies to:
City of Boynton Beach
Employees' Pension Plan
Sue Kruse, Secretary
P.O. Box 310
Boynton Beach, FL 33425-0310
For your information & Guidance:
Fund size: Approx. $17 million dollars
Annual contributions: $1.6 million dollars
may
If you should have any questions, please call Diane Reese,
Assistant Finance Director, at (407) 738-7409.