90-FFFF05/15/90
4077M
Execution Copy
RESOLUTION NO. 90-FFFF
A SUPPLEMENTAL RESOLUTION PROVIDING FOR THE
ISSUANCE OF $9,215,000 AGGREGATE PRINCIPAL
AMOUNT OF PUBLIC SERVICE TAX REVENUE BONDS,
SERIES 1990, OF THE CITY OF BOYNTON BEACH,
FLORIDA, TO BE ISSUED AS ADDITIONAL BONDS UNDER
RESOLUTION NO. 86-EEEE; FIXING AND DETERMINING
THE PRINCIPAL AMOUNT, INTEREST RATES, MATURITY
DATES, REDEMPTION PROVISIONS AND OTHER DETAILS
OF SAID BONDS; FINDING THE NECESSITY FOR A
NEGOTIATED SALE OF SUCH BONDS; APPROVING AND
AUTHORIZING THE SALE OF SUCH BONDS; APPROVING
AND AUTHORIZING THE DISTRIBUTION OF A PLACEMENT
MEMORANDUM IN CONNECTION WITH SUCH BONDS;
AUTHORIZING THE EXECUTION AND DELIVERY OF A
BOND PLACEMENT AGREEMENT TO BE EXECUTED BY AND
BETWEEN THE CITY AND TRUST COMPANY BANK;
PROVIDING FOR THE APPLICATION OF THE PROCEEDS
RECEIVED FROM THE SALE OF SAID BONDS;
AUTHORIZING THE PURCHASE OF A BOND INSURANCE
POLICY; DESIGNATING THE BOND REGISTRAR FOR SAID
BONDS; PROVIDING A COVENANT AS TO COMPLIANCE
WITH FEDERAL TAX LAWS; AND PROVIDING AN
EFFECTIVE DATE.
WHEREAS, the City of Boynton Beach, Florida (the "City") is
authorized by the Constitution and laws of the State of Florida,
including the City's Charter (Charter 24398, Laws of Florida, Acts
of 1947, as amended and supplemented) and Chapter 166, Florida
Statutes to issue revenue bonds of the City payable from
Designated Revenues (as described in the 1986 Resolution
hereinafter mentioned) for any lawful purpose;
WHEREAS, a Judgment (the "Refunded Debt") has been rendered
against ~he City in Case Nos. CL 86-3661 AE and CL 87-1638 AE in
the Circuit Court of the Fifteenth Judicial Circuit of Florida, in
and for Palm Beach County, Florida; and
WHEREAS, the City has heretofore, pursuant to Resolution No.
90-PP, authorized the issuance of not exceeding $10,500,000 in
aggregate principal amount of bonds for the purpose of providing
funds to satisfy the Refunded Debt; and
WHEREAS, pursuant to Resolution No. 90-QQ the City has
heretofore issued its Public Service Tax Revenue Bond Anticipation
Note, Series 1990A in the aggregate principal amount of $5,151,500
(the "Note"); and
WHEREAS, a portion of the proceeds of the Note were used to
satisfy a portion of the Refunded Debt; and
WHEREAS, the City is obligated to pay the outstanding balance
of the Refunded Debt ($3,000,000); and
WHEREAS, pursuant to Resolution No. 86-EEEE adopted by the
City Council of the City (the "City Council") on November 5, 1986
(the "1986 Resolution") the City has heretofore issued $11,650,000
aggregate principal amount of its Public Service Tax Revenue
Bonds, Series 1986 (the "1986 Bonds"); and
WHEREAS, pursuant to the 1986 Resolution the 1986 Bonds are
secured by a lien upon and pledge of certain "Designated Revenues"
as defined in the 1986 Resolution; and
WHEREAS, pursuant to the 1986 Resolution additional Bonds (as
defined in the 1986 Resolution) may be issued by the City for any
lawful purpose upon the terms and conditions of the 1986
Resolution, such additional Bonds to be payable from and secured
by a lien upon and pledge of the Designated Revenues that is on a
parity with and entitled to the same benefit and security of the
1986 Resolution as the 1986 Bonds; and
WHEREAS, the City desires to issue additional obligations as
additional parity Bonds under the 1986 Resolution to provide funds
to pay the balance of the Refunded Debt, to pay the outstanding
balance of the Note, to provide for an additional deposit to the
Reserve Subaccount (as defined in the 1986 Resolution), and to pay
costs of issuing such additional Bonds (including the cost of
municipal bond insurance thereon); and
WHEREAS, prior to the issuance of such additional Bonds the
conditions set forth in Section 209 of the 1986 Resolution shall
be satisfied; and
WHEREAS, the City Council has determined that because of the
unsettled nature of the municipal bond market and for other
reasons the sale of such additional Bonds through negotiation is
in the best interest of the City and that the sale of such
additional Bonds through negotiation with the Original Purchaser
(hereinafter defined) is in the best interest of the City; and
WHEREAS, the City Council has received from Trust Company Bank
(the "Placement Agent") a proposal in the form of a Bond Placement
Agreement to be dated May 21, 1990 by and between the City and the
Placement Agent relating to the sale of such additional Bonds and
-2- 4077M
the City Council has determined that the acceptance of such
proposal is in the best interests of the City and will effect the
purposes set forth in the 1986 Resolution; and
WHEREAS, it is necessary and desirable to approve the form of
a Placement Memorandum in connection with the issuance of such
additional Bonds; and
WHEREAS, it is necessary and desirable to specify the date,
the interest rates, maturity dates, and prepayment provisions for
such additional Bonds and to appoint First Union National Bank of
Florida as Bond Registrar for such additional Bonds.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY
OF BOYNTON BEACH, FLORIDA:
Section 1. Authority for this Resolution. This Resolution is
adopted pursuant to the provisions of the Charter of the City of
Boynton Beach, Florida, the Constitution of the State of Florida,
including, but not limited to, Article VIII, Section 2 thereof,
and other applicable provisions of law, and the 1986 Resolution.
Section 2. Definitions. Terms used herein in capitalized
form and not otherwise defined herein shall have the meanings
ascribed thereto in the 1986 Resolution.
"Regular Record Date" means, with respect to the Series 1990
Bonds, with respect to an Interest Payment Date, the fifteenth
(15th) day of the calendar month next preceding such Interest
Payment Date.
Section 3. Authorization of Bonds. Additional Bonds under
Section 209 of the 1986 Resolution are hereby authorized to be
issued under and pursuant to this Resolution and the 1986
Resolution in the aggregate principal amount of $9,215,000. The
Bonds hereby authorized shall be known as "Public Service Tax
Revenue Bonds, Series 1990" (the "Series 1990 Bonds"). The Series
1990 Bonds shall be on a parity with and shall be entitled to the
same benefit and security of the 1986 Resolution as the 1986
Bonds. Prior to the issuance of the Series 1990 Bonds the
conditions of Section 209 of the 1986 Resolution shall be
satisfied.
Section 4. Terms of the Series 1990 Bonds.
(a) Amounts, Maturities, and Interest Rates. The Series 1990
Bonds shall be numbered consecutively from R-1 upward and shall be
substantially in the form of the Series 1990 Bond attached hereto
as Exhibit "A", with such changes as may be approved by the
officers of the City executing the Series 1990 Bonds, such
execution to be conclusive evidence of such approval. The Series
1990 Bonds shall be dated May 1, 1990, and shall bear interest
-3-
4077M
from such date, payable semi-annually on the first day of May and
November of each year commencing November 1, 1990. The Series
1990 Bonds shall be Current Interest Bonds and shall be issued in
the aggregate principal amounts, shall bear interest at the rates
per annum computed on the basis of a 360 day year consisting of
twelVe (12) thirty (30) day months, and shall mature on November 1
of the years, as set forth in the following table:
AmOunt Maturity
Interest Rate
230,000 1991 6.15%
245,000 1992 6.25
260,000 1993 6.35
275,000 1994 6.50
295,000 1995 6.60
315,000 1996 6.70
335,000 1997 6.80
355,000 1998 6.90
380,000 1999 7.00
405,000 2000 7.05
435,000 2001 7.10
1,505,000 2004 7.30
4,180,000 2010 7.50
Series 1990 Bonds issued in exchange for or upon the
registration of transfer of the Series 1990 Bonds on or after the
first Interest Payment Date thereon shall bear interest from the
Interest Payment Date next preceding the date of authentication
thereof, unless the date of such authentication shall be an
Interest Payment Date to which interest on the Series 1990 Bonds
has been paid in full or duly provided for, in which case such
Series 1990 Bonds shall bear interest from such Interest Payment
Date, provided that any Series 1990 Bond issued in exchange for or
upon the transfer of any Series 1990 Bond on or after a Regular
Record Date and before the Interest Payment Date next succeeding
such Regular Record Date shall bear interest from such Interest
Payment Date; provided further that if interest on the Series 1990
Bonds shall be in default, a Series 1990 Bond issued in exchange
for or upon the registration of transfer of a Series 1990 Bond
shall bear interest from the date to which interest has been paid
in full on such Series 1990 Bond, or if no interest has been paid
on the Bonds, from May 1, 1990.
On each Interest Payment Date, interest accruing on the Series
1990 Bonds from and including the preceding Interest Payment Date
(or May 1, 1990, as the case may be), to but not including such
Interest Payment Date shall be due and payable. Payments of
principal, premium, if any, and interest on the Series 1990 Bonds
shall be made by check in the manner provided in the 1986
Resolution (or, at the option of any registered owner of at least
$1,000,000 principal amount of Series 1990 Bonds, by wire
transfer), or in such other manner (including wire transfer) as
may be agreed upon by the Bond Registrar and the registered owner
of a Series 1990 Bond.
..... 4- 4077M
(b) Qptional Redemption. The Series 1990 Bonds maturing
prior to November 1, 2000 are not subject to redemption prior to
maturity. The Series 1990 Bonds maturing on and after November 1,
2000, are subject to redemption at the option of the City, on or
after May 1, 2000, in whole, at any time, or in part on any
Interest Payment Date, at the redemption prices (expr.essed as
percentages of the principal amount of the Series 1990 Bonds to be
redeemed) as set forth below, plus accrued and unpaid interest
thereon to the date of redemption.
REDEMPTION DATES
REDEMPTION PRICES
May 1, 2000 through April 30, 2001
May 1, 2001 through April 30, 2002
May 1, 2002 and thereafter
102%
101
100
(c) Amortization Requirements of Series 1990 Bonds The
Series 1990 Bonds maturing in the years 2004 (the "2004 Term
Bonds") and 2010 (the "2010 Term Bonds") shall have the following
Amortization Requirements and shall be subject to mandatory
sinking fund redemption in part by the City at a redemption price
equal to the unpaid principal amount thereof plus accrued interest
thereon to the redemption date, on November 1 in such years and in
the principal amounts as set forth below:
Year
2004 TERM BONDS
Amortization Requirement
2002 465,000
2003 500,000
2004 540,000
Year
2010 TERM BONDS
Amortization Requirement
2005 580,000
2006 620,000
2007 665,000
2008 715,000
2009 770,000
2010 830,000
If prior to any November 1 the City shall purchase for
canCellation or redeem 2004 Term Bonds or 2010 Term Bonds in
excess of the aggregate mandatory redemption requirement for
-5- 4077M
such 2004 Term Bonds or 2010 Term Bonds, respectively, to but not
including such November 1, such excess of 2004 Term Bonds or 2010
Term Bonds, respectively, so purchased or redeemed and not
previously applied as a credit pursuant to this Section 4 shall be
credited over such of the remaining mandatory redemption dates for
such 2004 Term Bonds or 2010 Term Bonds, respectively, as the City
shall determine, and shall reduce the amount of Term Bonds
otherwise subject to redemption and due, respectively, on such
date(s). Provided, however, that no such excess shall be credited
to the amount of 2004 Term Bonds or 2010 Term Bonds subject to
mandatory redemption on a particular November 1 after the
selection of 2004 Term Bonds or 2010 Term Bonds, respectively, to
be redeemed on such date has been made.
Section 5. Bond Registrar. The City hereby appoints First
Union National Bank of Florida as Bond Registrar with respect to
the Series 1990 Bonds. For purposes of this Resolution and the
Series 1990 Bonds, the initial principal corporate trust office
and the notice address for purposes of Section 1202 of the 1986
Resolution of the Bond Registrar shall be:
First Union National Bank of Florida
31 - 4th Street South
St. Petersburg, Florida 33701
Attn: Corporate Trust Department
The Mayor is hereby authorized and directed for and in the name of
the City, and the City Clerk is authorized to attest and apply the
seal of the City to an agreement with the Bond Registrar providing
fOr the appointment of and acceptance by the Bond Registar of the
position of Bond Registrar.
Section 6. Approval of Placement of the Series 1990 Bonds.
The City hereby determines that a negotiated sale of the Series
1990 Bonds is in the best interest of the City and the citizens
and inhabitants of the City by reason of the volatility of the
market for tax exempt bonds. The City hereby approves the sale of
the Series 1990 Bonds by the Placement Agent to the original
purchasers thereof for a price of $9,099,812.50, plus accrued
interest from May 1, 1990 to the date of delivery, with the date
of delivery to follow in the manner and at the time and subject to
the conditions set forth in the Bond Placement Agreement. The
Placement Agent has filed with the City the disclosure statement
required by Section 218.385(4), Florida Statutes, and the
competitive bidding for the Series 1990 Bonds is hereby waived
pursuant to the authority of Section 218.385(1), Florida
Statutes. Attached hereto as Exhibit "B" is a form of Bond
Placement Agreement (the "Bond Placement Agreement"). The City
approves the Bond Placement Agreement and the Mayor is hereby
authorized and directed for and in the name of the City to
execute, and the City Clerk or any deputy thereof is authorized to
-6- 4077M
attest to and affix the seal of the City to and deliver the Bond
Placement Agreement to the Placement Agent.
Section 7. Placement Memorandum. The City hereby approves
the form and content of the final Placement Memorandum dated
May 21, 1990 relating to the Series 1990 Bonds attached hereto as
Exhibit "C." The Mayor and the City Manager are hereby authorized
and directed to execute the Placement Memorandum, as hereby
approved.
Section 8. Application of Series 1990 Bond Proceeds;
Prepayment of Note. Proceeds from the sale of the Series 1990
Bonds shall be paid to the Fiscal Agent, being the Finance
Director, to be applied as follows:
(a) Deposit to the Reserve Subaccount $
(b) Deposit to the Principal and
Interest Subaccount $
(c) Payment of the Note $
(d) Payment of the Refunded Debt $
(e) Payment of costs of issuance
of the Bonds, other than
bond insurance $
(f) Bond insurance premium $
893,500.00
362,519.38
4,803,857.00
3,000,000.00
7,500.00
71,000.00
Any amounts remaining after the payments described in (c), (d),
(e) and (f) above have been made shall be deposited in the
Principal and Interest Subaccount.
The Note shall be prepaid in full on May 22, 1990 from
proceeds of the Bonds and amounts held in the Note Payment Fund
established in connection with the issuance of the Note~
Section 9. Execution and Delivery of the Series 1990 Bonds.
The Mayor and the City Clerk are hereby authorized and directed on
behalf of the City to execute the Series 1990 Bonds as provided in
the 1986 Resolution and such officials are hereby authorized and
directed upon the execution of the Series 1990 Bonds in the form
and manner set forth herein and in the 1986 Resolution to deliver
the Series 1990 Bonds in the amount authorized to be issued
hereunder to the Bond Registrar for authentication (upon the
satisfaction of the conditions of Section 209 of the 1986
Resolution) and delivery to or upon the order of the Placement
Agent upon payment of the purchase price set forth herein.
Section 10. Authorizations. The Mayor, the City Clerk, any
deputy City Clerk, the Finance Director and the City Manager are
hereby jointly and severally authorized to do all acts and things
required of them by this Resolution, the 1986 Resolution, the Bond
Placement Agreement, or desirable or consistent with %he
requirements hereof or thereof, for the full, punctual and
complete performance of all terms, covenants and agreements
-7-
4077M
contained in the Series 1990 Bonds, the 1986 Resolution, this
Resolution, and the Bond Placement Agreement. The Mayor, the
Finance Director and the City Manager, or any of them, are
authorized to arrange for municipal bond insurance on the Series
1990 Bonds to be provided by Municipal Bond Investors Assurance
Corporation, to pay the premium with respect thereto, and to take
all actions and execute such documents as may be required in
connection therewith.
Section 11. Compliance with Tax Requirements. The City
hereby covenants and agrees, for the benefit of the Bondholders
from time to time of the Series 1990 Bonds, to comply with the
requirements applicable to it contained in Section 103 and Part IV
of Subchapter B of Chapter 1 of the Internal Revenue Code of 1986,
as amended (the "Code") to the extent necessary to preserve the
exclusion of interest on the Series 1990 Bonds from gross income
for federal income tax purposes. Specifically, without intending
to limit in any way the generality of the foregoing, the City
covenants and agrees:
(1) to pay to the United States of America
from, to the extent legally available, the funds and
sources of revenues pledged to the payment of the
Series 1990 Bonds, and from any other legally
available funds, at the times required pursuant to
Section 148(f) of the Code, the excess of the amount
earned on all non-purpose investments (as defined in
Section 148(f)(6) of the Code) (other than
investments attributed to an excess described in
this sentence) over the amount which would have been
earned if such non-purpose investments were invested
at a rate equal to the yield on the Series 1990
Bonds, plus any income attributable to such excess
(%he "Rebate Amount");
(2) to maintain and retain all records
pertaining to and to be responsible for making or
causing to be made all determinations and
calculations of the Rebate Amount and required
payments of the Rebate Amount as shall be necessary
to comply with the Code;
(3) to refrain from using proceeds from the
Series 1990 Bonds in a manner that would cause the
Bonds or any of them, to be classified as private
activity bonds under Section 141(a) of the Code; and
(4) to take or refrain from taking any action
that would cause the Series 1990 Bonds, or any of
them, to become arbitrage bonds under Section 103(b)
and Section 148 of the Code.
-8-
4077M
The City understands that the foregoing covenants impose
continuing obligations on the City to comply with the requirements
of Section 103 and Part IV of Subchapter B of Chapter 1 of the
Code so long as such requirements are applicable.
Unless otherwise specified in a Supplemental Resolution, the
City shall designate a certified public accountant, Bond Counsel,
or other professional consultant having the skill and expertise
necessary (the "Rebate Analyst") to make any and all calculations
required pursuant to this Section regarding the Rebate Amount.
Such calculation shall be made in the manner and at such times as
specified in the Code. The City shall engage and shall be
responsible for paying the fees and expenses of the Rebate Analyst.
Section 12. Holidays; Time. In any case where the date of
maturity of interest on or principal of the Series 1990 Bonds or
the date fixed for redemption of any Series 1990 Bonds is not a
Business Day, then payment of principal, premium, if any, or
interest need not be made on such date but may be made on the next
succeeding Business Day, with the same force and effect as if made
on the date of maturity or the date fixed for redemption.
Section 13. Notice. Any notice, demand, direction, request
or other instrument to be given to or filed with Muncipal Bond
Investors Assurance Corporation, as Insurer of the Series 1990
Bonds, shall he provided in the manner required by Section 1202 of
the 1986 Resolution to the following address:
Municipal Bond Investors Assurance Corporation
113 King Street
Armonk, New York 10504
A copy of any amendment hereto, to the 1986 Resolution or to
any other document authorizing the issuance of the Series 1990
Bonds, which is consented to by the Insurer (which consent is not
to be required solely by virtue of this Section 13), shall be sent
to Standard & Poor's by the City by registered or certified mail.
Section 14. Resolution to Constitute a Contract. In
consideration of the purchase and acceptance of the Bonds
authorized to be issued hereunder by those who shall be the
Bondholders thereof from time to time, this Resolution shall
constitute a contract between the City and such Bondholders, and
all covenants and agreements herein and in the 1986 Resolution set
forth to be performed by the City shall be for the equal benefit
and security of all of the Bondholders.
Section 15. No Implied Beneficiary. With the exception of
any rights herein expressly conferred, nothing expressed or
mentioned in or to be implied from this Resolution or the Bonds is
intended or shall be construed to give any person other than the
City, the Placement Agent, and the Bondholders, any legal or
equitable right, remedy or claim under or with respect to this
-9-
4077M
Resolution or any covenants, conditions, and provisions herein
contained~ this Resolution and all of the covenants, conditions
and provisions hereof being intended to be and being for the sole
and exclusive benefit of the City, the Placement Agent and the
Bondholders.
Section 16. Severability. If any provision of this
Resolution shall be held or deemed to be or shall, in fact, be
illegal, inoperative or unenforceable in any context, the same
shall not effect any other provision herein or render any other
provision (or such provision in any other context) invalid,
inoperative or unenforceable to any extent whatsoever.
Section 17. Repealer. Ail Resolutions or parts thereof of
the City in conflict with the provisions herein contained or, to
the extent of any such conflict, hereby superseded and repealed.
Upon the issuance of the Series 1990 Bonds and the application of
the proceeds thereof to pay the outstanding balance of the Note
and the Refunded Debt, Resolution 90-PP of the City shall be
repealed in its entirety.
Section 18. Effective Date. This Resolution
effect immediately upon its adoption.
shall take
PASSED AND ADOPTED THIS 21st DAY OF MAY, 1990.
(SEAL)
ATTEST:
Dep~t~ ~ity Clerk
CITY OF 'LORIDA
B
om~issioner ~ ~
Cor~kissioner
~omm~ssioner
-10- 4077M
NO. $
United States of America
State of Florida
County of Palm Beach
City of Boynton Beach
Public Service Tax Revenue Bond
Series 1990
Interest Rate
Maturity Date
Dated Date
CUSIP No.
Registered Owner
Principal Amount
May 1, 1990
103575
Dollars
The City of Boynton Beach (the "City"), a municipal
corporation organized and existing under the laws of the State of
Florida, for value received, promises to pay, but solely from the
sources and in the manner described herein, to the Registered
Owner named above, or registered assigns, on the Maturity Date set
forth above (or earlier as hereinafter provided), upon the
presentation and surrender hereof at the principal corporate trust
office of First Union National Bank of Florida, in St. Petersburg,
Florida (said bank, together with any successor appointed to act
as such, is hereinafter referred to as the "Bond Registrar"), the
Principal Amount set forth above in any coin or currency of the
United States of America that on the date of payment thereof is
legal tender for the payment of public and private debts, and to
pay in like coin or currency interest on said Principal Amount on
each May 1 and November 1, commencing November 1, 1990, solely
from such sources, from the date hereof or the May 1 or November 1
next preceding the date on which this Bond is authenticated unless
it is authenticated on a May 1 or November 1, in which event from
such date, at the Interest Rate set forth above computed on the
basis of a 360 day year consisting of twelve (12) thirty (30) day
months until the Principal Amount hereof is paid. The interest so
payable and punctually paid or duly provided for on any interest
payment date will, as provided in the Resolution hereinafter
referred to, be paid by check mailed (or , at the option of any
person in whose name $1,000,000 or more in principal amount of
Bonds of this Series are registered, by wire transfer) to the
person in whose name this Bond is registered at the close of
business on the regular record date for such interest, which shall
be the fifteenth (15th) day of the calendar month next preceding
such interest payment date. Any such interest not so punctually
paid or duly provided for shall forthwith cease to be payable to
the registered owner on such regular record date and may be paid
to the person in whose name this Bond is registered at the close
of business on a special record date for the payment of such
defaulted interest to be fixed by the Bond Registrar, notice
thereof being given by the Bond Registrar by mail to the
registered owners not less than 10 days prior to such special
record date, or may be paid at any time in any other lawful manner
not inconsistent with the requirements of any securities exchan§e
on which the Bonds of this series may be listed and upon such
notice as may be required by such exchange, all as more fully
provided in the Resolution (hereinafter defined).
In any case where the date of maturity of interest on or
principal of this Bond or the date fixed for redemption of this
Bond is not a Business Day, then payment of principal, premium, if
any, or interest need not be made on such date but may be made on
the next succeeding Business Day, with the same force and effect
as if made on the date of maturity or the date fixed for
redemption.
This Bond does not constitute a general debt of the City or a
pledge of the full faith and credit of the City, but shall be
payable exclusively from the proceeds recveived by the City from
certain designated, non-ad valorem tax revenue sources,
particularly certain public service tax revenues (the "Designated
R "
evenues ). The issuance of this Bond shall not directly or
indirectly or contigently obligate the City to levy or to pledge
any form of taxation whatever therefor, other than the Designated
Revenues, and the holder of this Bond shall have no recourse to
the power of ad valorem taxation.
ADDITIONAL PROVISIONS OF THIS BOND ARE SET FORTH ON THE
REVERSE HEREOF AND SHALL FOR ALL PURPOSES HAVE THE SAME EFFECT AS
THOUGH SET FORTH HERE.
This Bond shall not be valid or become obligatory for any
purpose or be entitled to any benefit or security under the
Resolution until it shall have been authenticated by the execution
by the Bond Registrar of the certificate of authentication
endorsed hereon.
-2-
4083M
Ail acts and conditions required to happen, exist and be
performed precedent to and in the issuance of this Bond have
happened, exist and have been performed as so required.
IN WITNESS WHEREOF, the City of Boynton Beach, Florida has
caused this Bond to be executed in its name by the facsimile
signature of its Mayor and attested by the facsimile signature of
its City Clerk and a facsimile of its official seal to be
imprinted hereon, all as of the 1st day of May, 1990.
CITY OF BOYNTON BEACH, FLORIDA
By:
Mayor
[Seal]
Attest:
City Clerk
-3-
4083M
CERTIFICATE OF AUTHENTICATION
This Bond is one of the Bonds issued under the provisions of
the within-mentioned Resolution.
Date of Authentication:
First Union National Bank of Florida,
as Bond Registrar
By:
Authorized Signatory
[REVERSE OF BOND]
This Bond is one of a duly authorized series of revenue bonds
of the City in the initial aggregate principal amount of
$9,215,000 known as "City of Boynton Beach, Florida, Public
Service Tax Revenue Bonds, Series 1990" (the "Series 1990 Bonds"),
issued for the purpose of providing funds to pay a certain bond
anticipation note of the City, to satisfy a portion of a certain
judgment against the City, to provide for a deposit to the Reserve
Subaccount, and to pay the costs of issuing the Series 1990 Bonds.
The Series 1990 Bonds, together with any other Bonds of the
City issued under the Resolution are collectively referred to
herein as the "Bonds".
The Bonds are issued under and pursuant to Resolution No.
86-EEEE duly adopted by the City Council on November 5, 1986, as
amended and supplemented (the "Resolution"), reference to which is
hereby made for the provisions, among others, with respect to the
custody and application of the proceeds of Bonds issued under the
Resolution, the account charged with and pledged to the payment of
the principal of, premium, if any, and interest on the Bonds, the
nature and extent of the security, the terms and conditions on
which the Bonds are or may be issued, the rights, duties and
obligations of the City under the Resolution and the rights of the
owners of the Bonds, and by the acceptance of this Series 1990
Bond, the owner hereof assents to all the provisions of
Resolution. the
-4-
4083M
This Series 1990 Bond is issued, and the Resolution was
adopted, pursuant to the Constitution and laws of the State of
Florida, particularly the Charter of the City and Chapter 166
Florida Statutes. ,
Reference is made to the Resolution for a more complete
statement of the provisions thereof and of the rights of the City
and the owners of Bonds. Copies of the Resolution are on file and
may be inspected at the principal office of the Finance Director
of the City in the City of Boynton Beach, Florida.
The Resolution provides for the deposit of the proceeds
received by the City from Designated Revenues (subject to the
prior pledge thereof in favor of the City's Recreational
Facilities Revenue Bonds, Series 1984 and the parity pledge
thereof in favor of the City's Public Service Tax Revenue Bonds,
Series 1986) to the credit of a special account, which account is
pledged to the extent set forth in the Resolution to the payment
of the principal of, premium, if any, and interest on all Bonds
and Parity Indebtedness issued under or in accordance with the
Resolution.
The owner of this Series 1990 Bond shall not have any right to
enforce the provisions of the Resolution, to institute action to
enforce the covenants therein, to take any action with respect to
any event of default under the Resolution, or to institute, appear
in or defend any suit or other proceeding with respect thereto,
except as provided in the Resolution.
Upon the occurrence of certain events of default under the
Resolution, and on the conditions, in the manner and with the
effect set forth in the Resolution, the principal of all Bonds
then outstanding under the Resolution, together with the interest
accrued thereon, may become or may be declared due and payable
before the stated maturities thereof.
Modifications or alterations of the Resolution or of any
resolution supplemental thereto may be made only to the extent and
under the circumstances permitted by the Resolution.
Registration and Exchange
The Series 1990 Bonds are issuable as registered Bonds without
coupons in the denomination of $5,000 or any integral multiple
thereof. At the principal corporate trust office of the Bond
Registrar in the manner and subject to the limitations and
conditions provided in the Resolution, Series 1990 Bonds may be
exchanged for an equal aggregate principal amount of Series 1990
Bonds of the same maturity, of other authorized denominations and
bearing interest at the same rate.
-5-
4083M
This Series 1990 Bond may be transferred by the owner hereo
in person or by his at f
r' ' ~ torney or legal representative at the
p lnclpal corporate trust office of the Bond Registrar but only in
the manner and subject to the limitations and conditions provided
in the Resolution and upon the surrender and cancellation of this
Series 1990 Bond. Upon any such transfer the City shall execute
and the Bond Registrar shall authenticate and deliver in exchange
for this Series 1990 Bond a new Series 1990 Bond or Bonds,
registered in the name of the transferee, of authorized
denominations in aggregate principal amount equal to the principal
amount of this Series 1990 Bond, of the same maturity and bearing
interest at the same rate.
Any BondhOlder requesting any exchange or registration of
transfer of this Series 1990 Bond shall pay any tax or other
governmental charge required to be paid with respect thereto but
shall not bear any other cost with respect thereto. The Bond
Registrar shall not be required to make any exchange or to
register the transfer of any Series 1990 Bond during the period of
fifteen (15) days immediately preceding the day on which a notice
of redemption of Bonds or any portion thereof is to be mailed or
after such Bond (or any portion thereof) has been selected for
redemption.
Qptional Redemption
The Series 1990 Bonds maturing prior to November 1, 2000 are
not subject to redemption prior to maturity. The Series 1990
Bonds maturing on and after November 1, 2000, are subject to
redemption at the option of the City, on or after May 1, 2000, in
whole at any time, or in part on any interest payment date, at the
redemption prices (expressed as percentages of the principal
amount of the Series 1990 Bonds to be redeemed) as set forth
below, plus accrued and unpaid interest thereon to the date of
redemption.
REDEMPTION DATES
May 1, 2000 through April 30, 2001
May 1, 2001 through April 30, 2002
May 1, 2002 and thereafter
REDEMPTION PRICES
102%
101
100
Amortization Requirements of Series 1990 Bonds
The Series 1990 Bonds maturing in the year 2004 (the "2004
Term Bonds") and 2010 (the "2010 Term Bonds") shall have the
following Amortization Requirements and shall be subject to
mandatory sinking fund redemption in part by the City at a
redemption price equal to the unpaid principal amount thereof plus
accrued interest thereon to the redemption date, on November t in
-6-
4083M
such years and in the principal amounts as set forth below:
Year
2004 TERM BONDS
Amortization Requirement
2002 465,000
2003 500,000
2004 540,000
~ear
2010 TERM BONDS
Amortization Requirement
2005 580,000
2006 620,000
2007 665,000
2008 715,000
2009 770,000
2010 830,000
If prior to any November i the City shall purchase for
cancellation or redeem 2004 Term Bonds or 2010 Term Bonds in
excess of the aggregate mandatory redemption requirement for such
2004 Term Bonds or 2010 Term Bonds, respectively, to but not
including such November 1, such excess of 2004 Term Bonds or 2010
Term Bonds, respectively, so purchased or redeemed and not
previously applied as a credit pursuant to this Section 4 shall be
credited over such of the remaining mandatory redemption dates for
such 2004 Term Bonds or 2010 Term Bonds, respectively, as the City
shall determine, and shall reduce the amount of Term Bonds
otherwise subject to redemption and due, respectively, on such
date(s). Provided, however, that no such excess shall be credited
to the amount of 2004 Term Bonds or 2010 Term Bonds subject to
mandatory redemption on a particular November 1 after the
selection of 2004 Term Bonds or 2010 Term Bonds, respectively, to
be redeemed on such date has been made.
Selection of Bonds and Notice of Redemption
If less than all of the Series 1990 Bonds of any one maturity
shall be called for redemption, the particular Series 1990 Bonds
or portions of Series 1990 Bonds to be redeemed shall be selected
by lot or in such other manner as the Fiscal Agent deems
appropriate as provided in the Resolution.
-7-
4083M
At least thirty (30) days before the redemption date of any
Series 1990 Bonds, whether such redemption is in whole or in part,
the City shall cause a notice of any such redemption signed by the
Fiscal Agent to be mailed, first class mail, postage prepaid, to
all registered owners of Series 1990 Bonds to be redeemed in whole
or in part, but any defect in such notice or the failure so to
mail any such notice to the registered owner of any Series 1990
Bond shall not affect the validity of the proceedings for the
redemption of any other Series 1990 Bonds. On the date fixed for
redemption, notice having been mailed in the manner provided in
the Resolution, the Series 1990 Bonds or portions thereof called
for redemPtion shall be due and payable at the redemption price
provided therefor, plus accrued interest to such date. If a
portion of this Series 1990 Bond shall be called for redemption a
new Series 1990 Bond or Bonds in principal amount equal to the
unredeemed portion hereof will be issued to the registered owner
upon the surrender hereof.
Statement of Insurance
The Municipal Bond Investors Assurance Corporation (the
"Insurer") has issued a policy containing the following
provisions, such policy being on file at the office of First Union
National Bank of Florida, St. Petersburg, Florida (the "Paying
Agent").
"The Insurer, in consideration of the payment of the premium
and subject to the terms of this policy, hereby unconditionally
and irrevocably guarantees to any owner, as hereinafter defined,
of the following described obligations, the full and complete
payment required to be made by or on behalf of the Issuer to First
Union National Bank of Florida, St. Petersburg, Florida or its
successor (the "Paying Agent") of an amount equal to (i) the
principal of (either at the stated maturity or by any advancement
of maturity pursuant to a mandatory sinking fund payment) and
interest on, the Obligations (as that term is defined below) as
such payments shall become due but shall not be so paid (except
that in the event of any acceleration of the due date of such
principal by reason of mandatory or optional redemption or
acceleration resulting from default or otherwise, other than any
advancement of maturity pursuant to a mandatory sinking fund
payment, the payments guaranteed hereby shall be made in such
amounts and at such times as such payments of principal would have
been due had there not been any such acceleration); and (ii) the
reimbursement of any such payment which is subsequently recovered
from any owner pursuant to a final judgment by a court of
competent jurisdiction that such payment constitutes an avoidable
preference to such owner within the meaning of any applicable
bankruptcy law. The amounts referred to in clauses (i) and (ii)
of the preceding sentence shall be referred to herein collectively
as the "Insured Amounts." "Obligations" shall mean the City of
Boynton Beach, Florida, Public Service Tax Revenue Bonds, Series
1990.
-8-
4083M
"Upon receipt of telephonic or telegraphic notice, such notice
subsequently confirmed in writing by registered or certified mail,
or upon receipt of written notice by registered or certified mail,
by the Insurer from the Paying Agent or any owner of an Obligation
the payment of an Insured Amount for which is then due, that such
required payment has not been made, the Insurer on the due date of
such payment or within one business day after receipt of notice of
such nonpayment, whichever is later, will make a deposit of funds,
in an account with Citibank, N.A., in New York, New York, or its
successor, sufficient for the payment of any such Insured Amounts
Which are then due. Upon presentment and surrender of such
Obligations or presentment of such other proof of ownership of the
Obligations, together with any appropriate instruments of
assignment to evidence the assignment of the Insured Amounts due
on the Obligations as are paid by the Insurer, and appropriate
instruments to effect the appointment of the Insurer as agent for
such owners of the Obligations in any legal proceeding related to
payment of Insured Amounts on the Obligations, such instruments
being in a form satisfactory to Citibank, N.A., Citibank, N.A.
shall disburse to such owners, or the Paying Agent payment of the
Insured Amounts due on such Obligations, less any amount held by
the Paying Agent for the payment of such Insured Amounts and
legally available therefor. This policy does not insure against
loss of any prepayment premium which may at any time be payable
with respect to any Obligation.
"As used herein, the term "owner" shall mean the registered
owner of any Obligation as indicated in the books maintained by
the Paying Agent, the Issuer, or any designee of the Issuer for
such purpose. The term owner shall not include the Issuer or any
party whose agreement with the Issuer constitutes the underlying
security for the Obligations.
"Any service of process on the Insurer may be made to the
Insurer at its offices located at 113 King Street Armonk, New
York, 10504. ,
"This policy is non-cancellable for any reason. The premium
on this policy is not refundable for any reason including the
payment prior to maturity of the Obligations.
"The insurance provided by this Policy is not covered by the
Florida Insurance Guaranty Association created under chapter 631
Florida Statutes." ,
-9-
4083M
May 22, 1990
City of Boynton Beach, Florida
Palm Beach County, Florida
RE:
$9,215,000 City of Boynton Beach, Florida,
Public Service Tax Revenue Bonds,
Series 1990
Ladies and Gentlemen:
We have acted as bond counsel in connection with the issuance
and sale by City of Boynton Beach, Florida (the "Issuer") of its
$9,215,000 aggregate principal amount Public Service Tax Revenue
Bonds, Series 1990 (the "Bonds"). The Bonds are issued pursuant
to the Constitution and laws of the State of Florida, particularly
the Charter of the Issuer, Article VIII, Section 2 of the
Constitution and other applicable provisions of law (collectively,
the "Act"), and Resolution No. 86-EEEE adopted by the Issuer
November 5, 1986, as amended and supplemented (the "Resolution").
All terms used herein in capitalized form and not otherwise
defined herein shall have the meanings ascribed thereto in the
Resolution.
The Bonds are dated May 1, 1990 and have been issued in the
form of fully registered Bonds for the purpose of providing funds
to (i) satisfy a portion of a judgment rendered against the Issuer
(the "Refunded Debt") and (ii) refund the Issuer's Public Service
Tax Revenue Bond Anticipation Note, Series 1990A.
In rendering the opinions set forth herein, we have examined
certified copies of the Resolution and are relying on the
-10-
4083M
representations, covenants and agreements of the Issuer contained
therein, including, without limitation, the covenant of the Issuer
contained in the Resolution to comply with the applicable
requirements contained in Section 103 and Part IV of Subchap%er B
of Chapter 1 of the Internal Revenue Code of 1986, as amended, and
all temporary, proposed or permanent implementing regulations
promulgated thereunder or applicable thereto (the "Code") %o the
extent necessary to preserve the exclusion of interest on the
Bonds from gross income for federal income tax purposes.
As to questions of fact material to our opinion we have relied
upon representations of the Issuer contained in the Resolution and
upon other certifications, agreements, documents, and opinions of
public officials and other officers and representatives of the
various parties participating in this transaction, furnished to
us, without undertaking to verify the same by independent
investigation. We have assumed the genuineness of all signatures
on all documents and instruments, the authenticity of documents
submitted as originals and the conformity to originals of
documents submitted as copies.
We have not been engaged to or undertaken to review the
accuracy, completeness, or sufficiency of any offering materials
relating to the Bonds, and we express no opinion relating thereto
herein. This opinion shall not be deemed or treated as an
offering circular, prospectus or official statement, and is not
intended in any way to be a disclosure document used in connection
with the sale or delivery of the Bonds. We have not been engaged
to and therefore express no opinion as to the compliance by the
Issuer with any federal or state statute, regulation or ruling
with respect to the sale or distribution of the Bonds.
The opinions set forth below are expressly limited to, and we
opine only with respect to, the laws of the State of Florida and
the federal income tax laws of the United States of America.
Based upon and subject to the foregoing, we are of the opinion
as of the date hereof and under existing law, as follows:
1. The Resolution, including the lien on and pledge of the
Designated Revenues in favor of the Bonds, constitutes a valid and
binding obligation of the Issuer, enforceable in accordance with
its terms.
2. The Bonds have been duly authorized, executed, and
delivered by the Issuer and are valid and binding special
obligations of the Issuer, payable solely from the sources
~ -11- 4083M
provided therefor in the Resolution. The Bonds are not required
to be validated pursuant to Chapter 75, Florida Statutes. The
Bonds may lawfully be issued for the purpose of providing funds to
pay a portion of the Refunded Debt.
3. The interest on the Bonds is excludable from gross income
of the Holders thereof for federal income tax purposes and is not
an item of tax preference described in Section 57 of the Code for
purposes of the federal alternative minimum tax imposed on
individuals and corporations. It is to be noted that with respect
to certain corporations such interest may be required to be taken
into account in determining adjusted net book income and/or
adjusted current earnings for purposes of calculating the
alternative minimum taxable income of such corporations. The
opinions expressed in the first sentence of this paragraph are
conditioned upon continuing compliance by the Issuer with various
covenants contained in the Resolution, including, without
limitation, its covenant to comply with applicable requirements of
the Code necessary in order to preserve the exclusion of interest
on the Bonds from gross income for federal income tax purposes.
Failure by the Issuer to comply with such requirements could cause
the interest on the Bonds to be includable in gross income for
federal income tax purposes retroactive to the date of issuance of
the Bonds. Other provisions of the Code may give rise to
collateral federal income tax consequences (which may be adverse)
to particular Holders. This opinion is limited to matters
expressly addressed above and no opinion is expressed herein
regarding other federal tax consequences that may arise due to
ownership of the Bonds.
4. The Bonds are exempt from all present intangible personal
property taxes imposed by the State of Florida.
Our opinions expressed herein are predicated upon present laws
and interpretations thereof. We assume no affirmative obligation
with respect to any change of circumstances or law (including laws
that may result from legislation pending before Congress) that may
adversely affect the tax-exempt status of interest on the Bonds
after the date hereof.
It is to be understood that the rights of Holders of the Bonds
and the enforceability of the Bonds and the Resolution may be
subject to the provisions of the bankruptcy laws of the United
States of America and to other applicable bankruptcy, insolvency,
reorganization, moratorium, or similar laws relating to or
affecting creditors' rights, heretofore or hereinafter enacted, to
-12-
4083M
the extent constitutionally applicable, and that their enforcement
may also be subject to eqUitable principles that may affect
remedies or other equitable relief, or to the exercise of judicial
discretion in appropriate cases.
Very truly yours,
(Form for Transfer)
The following abbreviations, when used in the inscription on
the face of the within Bond, shall be construed as though they
were written out in full according to the applicable laws or
regulations.
TEN COM - as tenants in common
TEN ENT - as tenants by the entireties
JT TEN - as joint tenants with the right of survivorship and
not as tenants in common
UNIFORM TRANS MIN ACT -
(Cust.)
Custodian for
(Minor)
under the Uniform Transfers to Minors
of Act
(State)
Additional abbreviations may also be used
though not in the above list.
-13 -
4083M
ASSIGNMENT
FOR VALUE RECEIVED, the undersigned
"Transferor"), hereby sells, assigns and transfers unto
(the "Transferee")
PLEASE INSERT SOCIAL SECURITY NUMBER OR
OTHER IDENTIFYING NUMBER OF TRANSFEREE
(the
the within Bond and all rights thereunder, and hereby irrevocably
constitutes and appoints as
attorney to register the transfer of the within Bond on the books
kept for registration and registration of transfer thereof, with
full power of substitution in the premises.
Date:
Signature Guaranteed:
NOTICE: Signature(s) must
be guaranteed by a member firm
of the New York Stock Exchange
or a member firm of any other
recognized national securities
exchange or a commercial bank
or a trust company.
NOTICE: No transfer will be
registered and no new Bond will
be issued in the name of the
Transferee, unless the
signature(s) to this assignment
correspond(s) with the name as
it appears upon the face of the
within Bond in every
particular, without alteration
or enlargement or any change
whatever and the Social
Security or Federal Employer
Identification Number, if any,
of the Transferee, is applied.
-14-
4083M